Central Securities Depositories

Results: 884



#Item
701Finance / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Central Securities Depositories / Depository Trust & Clearing Corporation / Securities Act / Settlement / Securities Exchange Act / Financial economics / Financial system / Securities

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-05 12:24:55
702Securities / Financial markets / Short selling / Options Clearing Corporation / Central Securities Depositories / Depository Trust & Clearing Corporation / Securities lending / Short / Mark-to-market accounting / Financial economics / Finance / Financial system

Corrected Version SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 23, 2009 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting A

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Source URL: www.sec.gov

Language: English - Date: 2009-01-27 17:38:18
703Central Securities Depositories / Securities / Depository Trust & Clearing Corporation / IRS tax forms / Withholding tax / Internal Revenue Service / Short / Financial economics / Financial system / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Dividends Service Guide as it Relates to the Domestic Tax Reporting Service and the U.S. Tax Withholding Service

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Source URL: www.sec.gov

Language: English - Date: 2011-03-09 09:24:00
704Securities / Central Securities Depositories / Payment systems / Financial markets / Depository Trust & Clearing Corporation / Custodian bank / Federal Reserve System / Clearing / Repurchase agreement / Financial economics / Finance / Financial system

[removed]PROPOSED RULES NORTH DAKOTA ADMINISTRATIVE CODE CHAPTERS[removed]AND[removed]REGULATION ON THE USE OF CLEARING CORPORATIONS AND FEDERAL RESERVE BOOK-ENTRY SYSTEM BY INSRUANCE COMPANIES

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Source URL: www.nd.gov

Language: English - Date: 2013-06-25 17:46:42
705Central Securities Depositories / Securities / Depository Trust & Clearing Corporation / Security / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 30, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change In Order to Termina

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Source URL: www.sec.gov

Language: English - Date: 2013-08-30 14:15:45
706Stock market / Central Securities Depositories / Securities / Heinrich Himmler / Depository Trust & Clearing Corporation / Schutzstaffel / Financial economics / Financial system / Finance

JOHN CHIANG California State Controller Notice to Holders SECURITIES SUMMARY (SS-1) FORM INSTRUCTIONS April 2012 This notice is to inform you of changes to the filing instructions for the Securities Summary (SS1) form (R

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Source URL: www.sco.ca.gov

Language: English - Date: 2014-08-21 12:58:58
707Central Securities Depositories / Mutual fund / Security / Depository Trust & Clearing Corporation / Wells Fargo / Financial economics / Investment / Finance

JOHN CHIANG California State Controller Notice to Holders INSTRUCTIONS FOR REPORTING AND REMITTING SECURITIES March 2011 This notice has been issued to assist you with the proper reporting and remitting of security

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Source URL: www.sco.ca.gov

Language: English - Date: 2014-08-21 12:59:18
708Securities / Financial markets / Central Securities Depositories / Depository Trust & Clearing Corporation / Dodd–Frank Wall Street Reform and Consumer Protection Act / ACT / Short / Clearing / Settlement / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]May 10, 2013 Self-Regulatory Organizations; The Depository Trusts Company; Notice of Filing and No Objection to Advance Notice to Renew

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Source URL: www.sec.gov

Language: English - Date: 2013-05-10 17:37:10
709Finance / Central Securities Depositories / Depository Trust & Clearing Corporation / Settlement / Securities / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 18, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Advance Notice to Reduce Liquidity Risk R

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Source URL: www.sec.gov

Language: English - Date: 2013-01-20 11:01:10
710Financial services / Institutional investors / Collective investment schemes / Central Securities Depositories / Mutual fund / Security / Depository Trust & Clearing Corporation / CUSIP / Financial economics / Investment / Finance

JOHN CHIANG California State Controller Notice to Holders INSTRUCTIONS FOR REPORTING AND REMITTING SECURITIES April 2012 This notice has been issued to assist you with the proper reporting and remitting of security

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Source URL: www.sco.ca.gov

Language: English - Date: 2014-08-21 12:59:19
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